Date authorised
12 January 2016
Companies House
09425434
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amit Rishi Jaysukh Thakrar

    IRN AXT00600

    • SMF3 Executive Director (since 26 Jan 2024)
    • [FCA CF] Client dealing (since 8 Dec 2021)
  • Andrew David Clapp

    IRN ADC01148

    • [FCA CF] Client dealing (5 Oct 2020 to 27 Aug 2021)
    • CF30 Customer (25 Feb 2019 to 8 Dec 2019)
  • Anthony John Poulter

    IRN AJP01229

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 18 Aug 2020)
    • CF2 Non Executive Director (22 Dec 2016 to 8 Dec 2019)
  • Christopher James Tanner

    IRN CJT01087

    • SMF3 Executive Director (since 15 Apr 2021)
  • David Michael Hughes

    IRN DMH01093

    • SMF3 Executive Director (since 13 Apr 2023)
    • [FCA CF] Client dealing (since 6 Apr 2021)
    • [FCA CF] Material risk taker (since 6 Apr 2021)
  • Edward Arthur Wilson

    IRN EAW01060

    • [FCA CF] Significant management (since 29 Oct 2024)
    • [FCA CF] Material risk taker (since 29 Oct 2024)
    • [FCA CF] Client dealing (since 5 Oct 2020)
    • CF30 Customer (12 Jan 2016 to 8 Dec 2019)
  • Gary Fraser

    IRN GXF01186

    • [FCA CF] Material risk taker (since 5 Oct 2020)
    • SMF16 Compliance Oversight (25 Apr 2023 to 5 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Apr 2023 to 5 Jun 2024)
    • SMF9 Chair of the Governing Body (20 Jan 2021 to 25 Apr 2023)
  • Isabel Hsiao Wen Liu

    IRN IHL01009

    • CF30 Customer (14 Dec 2016 to 8 Dec 2019)
    • CF2 Non Executive Director (25 Feb 2016 to 8 Dec 2019)
  • Joanne Segars

    IRN JXS02991

    • CF1 Director (12 Jan 2016 to 30 Jun 2017)
  • Jonathan Parsons

    IRN JPP01042

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2026)
    • SMF16 Compliance Oversight (since 1 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.