Gary Fraser

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PiP Manager Limited

    FRN 688938

    • [FCA CF] Material risk taker (since 5 Oct 2020)
    • SMF16 Compliance Oversight (25 Apr 2023 to 5 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Apr 2023 to 5 Jun 2024)
    • SMF9 Chair of the Governing Body (20 Jan 2021 to 25 Apr 2023)
  • Foresight Group LLP

    FRN 198020

    • [FCA CF] Client dealing (since 5 Oct 2020)
    • [FCA CF] Material risk taker (since 5 Oct 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2026)
    • CF4 Partner (13 Apr 2012 to 8 Dec 2019)
    • CF10a CASS Oversight function (31 Jan 2012 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Dec 2004 to 8 Dec 2019)
    • CF13 Finance (22 Dec 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (22 Dec 2004 to 8 Dec 2019)
  • Tasker & Partners Limited (no longer approved here)

    FRN 304403

    • CF4 Partner (AR) (15 Dec 2014 to 10 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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