Date authorised
1 April 2013
Companies House
03891021
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Marlow House
    1A Lloyds Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +4402076805750
  • Complaints Contact

    Marlow House
    1A Lloyd's Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +4402076805750

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair John David Hardie

    IRN AJH01418

    • SMF3 Executive Director (6 Oct 2023 to 29 Oct 2024)
    • SMF9 Chair of the Governing Body (1 Dec 2021 to 6 Oct 2023)
  • Amina Abdili

    IRN AXC01373

    • [FCA CF] Significant management (since 12 Jun 2024)
  • Barry Reynolds

    IRN BXR01174

    • SMF1 Chief Executive (9 Dec 2019 to 5 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 5 Jan 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Jan 2024)
    • Responsible for Insurance Mediation (23 Oct 2017 to 30 Sep 2018)
    • CF3 Chief Executive (23 Oct 2017 to 8 Dec 2019)
    • CF1 Director (AR) (29 May 2013 to 15 Sep 2014)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Christopher Choat

    IRN CXC00329

    • [FCA CF] Significant management (1 Apr 2021 to 30 Mar 2022)
  • Christopher Reginald Collier

    IRN CRC01074

    • CF1 Director (AR) (24 Jun 2013 to 23 May 2016)
    • CF3 Chief Executive (AR) (24 Jun 2013 to 23 May 2016)
  • Colin Mark Tue

    IRN CMT01105

    • [FCA CF] CASS oversight function (30 Mar 2022 to 7 Jun 2024)
  • David John Skinner

    IRN DJS00114

    • SMF3 Executive Director (since 22 Aug 2024)
    • SMF1 Chief Executive (since 22 Aug 2024)
    • Responsible for Insurance Distribution (since 22 Aug 2024)
  • David Michael Hughes

    IRN DMH01093

    • CF4 Partner (AR) (25 Feb 2015 to 10 Mar 2016)
  • Edward George Fitzgerald Hannan

    IRN EXH07334

    • SMF3 Executive Director (since 22 Dec 2021)
  • Francis Philip Harold De Zulueta

    IRN FPD01005

    • CF29 Significant management (2 Jun 2011 to 31 Mar 2014)
    • CF1 Director (2 Jun 2011 to 31 Mar 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.