Record Currency Management Limited

• Principal Place of Business

  3 Sheldon Square

  London

  W2 6HY

  UNITED KINGDOM

  Phone

  +4402038921300

  Web

  https://www.recordfg.com

• Complaints Contact

  3 Sheldon Square

  London

  W2 6HY

  UNITED KINGDOM

  Phone

  +4402038921300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter David Wakefield

  IRN PDW01054

  • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
  • CF27 Investment Management (9 Jan 2006 to 31 Oct 2007)
  • CF3 Chief Executive (9 Jan 2006 to 9 Dec 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 31 Aug 2009)
• Peter Elliot Moule

  IRN PEM01062

  • CF21 Investment Adviser (7 Mar 2005 to 11 Aug 2006)
• Philip Michael Clements

  IRN PMC01197

  • CF30 Customer (31 Mar 2017 to 8 Dec 2019)
• Pierce Anthony Jewitt-Wilkerson

  IRN PXJ21302

  • [FCA CF] Manager of certification employee (1 Feb 2023 to 30 Nov 2023)
  • [FCA CF] Client dealing (1 Dec 2020 to 30 Nov 2025)
  • CF30 Customer (9 Oct 2019 to 8 Dec 2019)
• Pradipta Sen

  IRN PXS01737

  • CF30 Customer (23 Jan 2008 to 3 Jan 2011)
• Preeya Priscilla Raman Patel

  IRN PPP01011

  • CF30 Customer (1 Nov 2007 to 20 Apr 2012)
  • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)
• Rebecca Jane Venis

  IRN RJV01049

  • SMF3 Executive Director (18 Feb 2022 to 31 Mar 2024)
  • [FCA CF] Client dealing (3 Mar 2021 to 31 Mar 2024)
  • [FCA CF] Significant management (1 Dec 2020 to 31 Mar 2024)
  • [FCA CF] Manager of certification employee (1 Dec 2020 to 31 Mar 2024)
  • CF30 Customer (23 Mar 2018 to 8 Dec 2019)
• Renata Kreuzig Pinheiro Bastos

  IRN RKB01065

  • [FCA CF] Manager of certification employee (since 20 May 2022)
  • [FCA CF] Client dealing (since 23 Apr 2021)
• Richard Heading

  IRN RAH01160

  • SMF3 Executive Director (2 Jul 2024 to 9 Mar 2026)
• Robbert-Jan Klop

  IRN RXK01315

  • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
  • CF21 Investment Adviser (22 Jun 2006 to 31 Oct 2007)

• Block Scholes Ltd

  FRN 989043 · Appointed 20 Dec 2022 · Tied agent

• Michele Giuseppe Di Stefano (no longer appointed)

  FRN 582325 · Appointed 31 May 2012 · Until 29 Apr 2016

No changes recorded yet.