Pradipta Sen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AUSTRALIANSUPER (UK) LTD
FRN 741471
- [FCA CF] Client dealing (since 4 Mar 2025)
Western Asset Management Company Limited (no longer approved here)
FRN 145930
- [FCA CF] Client dealing (9 Dec 2019 to 13 Feb 2025)
- CF30 Customer (1 Mar 2011 to 8 Dec 2019)
Record Currency Management Limited (no longer approved here)
FRN 114097
- CF30 Customer (23 Jan 2008 to 3 Jan 2011)
IG Index Limited (no longer approved here)
FRN 114059
- CF26 Customer Trading (18 Jan 2005 to 28 Sep 2007)
IG Markets Limited (no longer approved here)
FRN 195355
- CF26 Customer Trading (18 Jan 2005 to 28 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.