Richard Heading

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Record Currency Management Limited (no longer approved here)

    FRN 114097

    • SMF3 Executive Director (2 Jul 2024 to 9 Mar 2026)
  • IG Trading and Investments Limited (no longer approved here)

    FRN 944492

    • [FCA CF] CASS oversight function (19 Aug 2022 to 31 Mar 2024)
    • [FCA CF] Significant management (19 Aug 2022 to 31 Mar 2024)
    • [FCA CF] Material risk taker (19 Aug 2022 to 31 Mar 2024)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • [FCA CF] CASS oversight function (9 Dec 2019 to 2 Oct 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jun 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2024)
    • CF10a CASS Oversight function (2 Jan 2019 to 8 Dec 2019)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 31 Mar 2024)
    • CF10a CASS Oversight function (21 Nov 2018 to 8 Dec 2019)
  • GALLAGHER SECURITIES UK LIMITED (no longer approved here)

    FRN 182008

    • CF1 Director (28 Nov 2011 to 14 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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