Record Currency Management Limited

• Principal Place of Business

  3 Sheldon Square

  London

  W2 6HY

  UNITED KINGDOM

  Phone

  +4402038921300

  Web

  https://www.recordfg.com

• Complaints Contact

  3 Sheldon Square

  London

  W2 6HY

  UNITED KINGDOM

  Phone

  +4402038921300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Charles Bloom

  IRN RCB01145

  • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
  • CF27 Investment Management (22 Aug 2007 to 31 Oct 2007)
  • CF1 Director (16 Apr 2004 to 20 Jun 2008)
  • CF21 Investment Adviser (16 Apr 2004 to 31 Oct 2007)
• Robert Nicholas Reid Aitken

  IRN RNA01002

  • CF10 Compliance Oversight (4 Jan 2011 to 31 Jul 2012)
  • CF11 Money Laundering Reporting (4 Jan 2011 to 31 Jul 2012)
• Rosemary Hilary

  IRN RXH01915

  • Director of firm who is not a certification employee or a SMF manager (1 Dec 2020 to 16 Sep 2021)
  • CF2 Non Executive Director (1 Jun 2016 to 8 Dec 2019)
• Rosina Jane Tufnell

  IRN RJT01070

  • Director of firm who is not a certification employee or a SMF manager (1 Dec 2020 to 27 Jul 2021)
  • CF2 Non Executive Director (14 Sep 2015 to 8 Dec 2019)
• Russell Peddie

  IRN RXP01224

  • CF21 Investment Adviser (1 Dec 2001 to 28 May 2004)
• Sally Jane Francis

  IRN SXF01196

  • [FCA CF] Significant management (1 Dec 2020 to 21 Jan 2021)
  • [FCA CF] Client dealing (1 Dec 2020 to 21 Jan 2021)
  • [FCA CF] Manager of certification employee (1 Dec 2020 to 21 Jan 2021)
• Samantha Jayne Dunn

  IRN SJD01354

  • [FCA CF] Significant management (since 11 Mar 2026)
• Samuel Ralph Alleyne

  IRN SRA01096

  • CF30 Customer (16 Apr 2018 to 31 Dec 2018)
• Sarah Lowson Griffiths

  IRN SLG01052

  • CF21 Investment Adviser (21 Feb 2006 to 8 Sep 2006)
• Sebastian Bouwe Jans

  IRN SBJ01004

  • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Block Scholes Ltd

  FRN 989043 · Appointed 20 Dec 2022 · Tied agent

• Michele Giuseppe Di Stefano (no longer appointed)

  FRN 582325 · Appointed 31 May 2012 · Until 29 Apr 2016

No changes recorded yet.