Record Currency Management Limited

• Principal Place of Business

  3 Sheldon Square

  London

  W2 6HY

  UNITED KINGDOM

  Phone

  +4402038921300

  Web

  https://www.recordfg.com

• Complaints Contact

  3 Sheldon Square

  London

  W2 6HY

  UNITED KINGDOM

  Phone

  +4402038921300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shaesta Wahedally

  IRN SXJ01126

  • SMF3 Executive Director (since 20 May 2024)
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Simon Edward Williamson

  IRN SEW01044

  • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Steven Peter Cullen

  IRN SPC01167

  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2024)
  • CF1 Director (24 Dec 2012 to 8 Dec 2019)
  • CF28 Systems and controls (24 Dec 2012 to 8 Dec 2019)
• Sunny Bagga

  IRN SKB01068

  • CF30 Customer (12 Dec 2008 to 2 Sep 2016)
• Supriya Saketharam

  IRN SXS01190

  • [FCA CF] Client dealing (since 24 Jan 2023)
• Susan Elizabeth Varkey

  IRN SEV01010

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF21 Investment Adviser (11 Mar 2005 to 31 Oct 2007)
• Sushil Bansi

  IRN SXB02110

  • [FCA CF] Manager of certification employee (since 16 Jun 2025)
  • [FCA CF] Client dealing (since 1 Apr 2021)
  • CF30 Customer (1 Nov 2007 to 11 Jan 2019)
  • CF21 Investment Adviser (29 Mar 2007 to 31 Oct 2007)
• Thomas Allan Quartermaine Arnold

  IRN TAA01066

  • SMF3 Executive Director (since 20 May 2024)
  • [FCA CF] Manager of certification employee (since 1 Dec 2023)
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • CF30 Customer (24 Mar 2016 to 8 Dec 2019)
• Timothy Peter Warren Edwards

  IRN TPE01017

  • Director of firm who is not a certification employee or a SMF manager (1 Dec 2020 to 22 Nov 2021)
  • CF2 Non Executive Director (21 Mar 2018 to 8 Dec 2019)
• Torrie James Callander

  IRN TJC01205

  • [FCA CF] Client dealing (15 Dec 2020 to 20 Aug 2021)

• Block Scholes Ltd

  FRN 989043 · Appointed 20 Dec 2022 · Tied agent

• Michele Giuseppe Di Stefano (no longer appointed)

  FRN 582325 · Appointed 31 May 2012 · Until 29 Apr 2016

No changes recorded yet.