Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 20 Nov 2023)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (23 Aug 2021 to 17 Nov 2023)
  • Record Currency Management Limited (no longer approved here)

    FRN 114097

    • [FCA CF] Client dealing (15 Dec 2020 to 20 Aug 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (5 Mar 2019 to 6 Sep 2019)
    • [FCA CF] Client dealing (5 Sep 2018 to 30 Sep 2020)
    • CF30 Customer (20 Aug 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.