Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 20 Nov 2023)
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- [FCA CF] Client dealing (23 Aug 2021 to 17 Nov 2023)
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- [FCA CF] Client dealing (15 Dec 2020 to 20 Aug 2021)
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- [FCA CF] Manager of certification employee (5 Mar 2019 to 6 Sep 2019)
- [FCA CF] Client dealing (5 Sep 2018 to 30 Sep 2020)
- CF30 Customer (20 Aug 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.