Preeya Priscilla Raman Patel

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • [FCA CF] Client dealing (5 Jul 2024 to 24 Jul 2024)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Algorithmic trading (20 May 2020 to 10 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 10 Jul 2024)
    • [FCA CF] Manager of certification employee (13 Jun 2018 to 10 Jul 2024)
    • [FCA CF] Client dealing (13 Jun 2018 to 10 Jul 2024)
  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • CF30 Customer (15 Jun 2015 to 6 Mar 2016)
  • Record Currency Management Limited (no longer approved here)

    FRN 114097

    • CF30 Customer (1 Nov 2007 to 20 Apr 2012)
    • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.