RBS Collective Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Philip John Mott
IRN PJM00019
- CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
Phillip James Lowe
IRN PJL00040
- CF21 Investment Adviser (20 Mar 2002 to 20 Mar 2002)
Rachel Elizabeth Pascoe
IRN REO01008
- [FCA CF] CASS oversight function (since 1 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2022)
Richard Andrew Hannis
IRN RAH00044
- CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
Richard Antony Johns
IRN RAJ01052
- CF1 Director (1 Dec 2001 to 1 Jan 2002)
Richard Charles Hill
IRN RCH01086
- CF21 Investment Adviser (7 Dec 2001 to 7 Dec 2001)
Richard Leonard Webb
IRN RLW01026
- CF14 Risk Assessment (19 Jan 2006 to 13 Nov 2006)
- CF10 Compliance Oversight (27 Feb 2003 to 18 May 2007)
- CF11 Money Laundering Reporting (27 Feb 2003 to 18 May 2007)
Robert James Mackenzie Bulloch
IRN RJB01430
- CF2 Non Executive Director (27 Jan 2009 to 27 Jan 2011)
Roger Miles Layton
IRN RML01083
- CF11 Money Laundering Reporting (13 Feb 2008 to 16 Jun 2010)
Ronald Jude Winter
IRN RJW00040
- CF22 Investment Adviser (Trainee) (3 Dec 2001 to 17 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Commercial Union Financial Services Limited (no longer appointed)
FRN 170965 · Appointed 1 Apr 1988 · Until 1 Jul 2002
Furness Building Society (no longer appointed)
FRN 159624 · Appointed 1 Apr 1988 · Until 1 Jul 2002
Commercial Union Mortgage Partnership Limited (no longer appointed)
FRN 176686 · Appointed 7 Mar 1988 · Until 1 Jul 2002
Portman Financial Services Limited (no longer appointed)
FRN 187640 · Appointed 19 Oct 1987 · Until 1 Jul 2002
TJ Farrington (no longer appointed)
FRN 156096 · Appointed 1 Aug 1987 · Until 1 Jul 2002
Craig Financial Services (no longer appointed)
FRN 131697 · Appointed 1 Mar 1987 · Until 1 Jul 2002
Hollier Browne (no longer appointed)
FRN 175733 · Appointed 1 Jan 1987 · Until 1 Jul 2002
Age Concern Hereford & Worcester (no longer appointed)
FRN 185237 · Appointed 1 Oct 1986 · Until 1 Jul 2002
Hamilton Financial Planning Services Limited (no longer appointed)
FRN 181743 · Appointed 31 Jul 1986 · Until 1 Jul 2002
Churchills Estate Agents (no longer appointed)
FRN 176723 · Appointed 28 Sep 1985 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.