Richard Leonard Webb

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Action 365 Ltd (no longer approved here)

    FRN 306011

    • SMF3 Executive Director (27 Oct 2023 to 30 Sep 2024)
  • Principality Building Society (no longer approved here)

    FRN 155998

    • SMF16 Compliance Oversight (7 Mar 2016 to 1 Apr 2019)
    • CF10 Compliance Oversight (1 Jul 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (1 Nov 2007 to 31 Jan 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 May 2007 to 31 Oct 2007)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF14 Risk Assessment (19 Jan 2006 to 13 Nov 2006)
    • CF11 Money Laundering Reporting (27 Feb 2003 to 18 May 2007)
    • CF10 Compliance Oversight (27 Feb 2003 to 18 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.