Richard Andrew Hannis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CGI Life & Pensions Ltd (no longer approved here)
FRN 617107
- Employed By (28 Mar 2014 to 9 Nov 2020)
FSJC Ltd (no longer approved here)
FRN 587643
- CF30 Customer (28 Feb 2013 to 9 Nov 2020)
3 D Employee Benefits Ltd (no longer approved here)
FRN 490733
- Employed By (25 Sep 2012 to 11 Apr 2019)
3DIFS Ltd (no longer approved here)
FRN 457891
- (4)Employed By (11 Jan 2007 to 26 Jun 2012)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF21 Investment Adviser (30 Dec 2004 to 27 Dec 2006)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
RBS Collective Investment Funds Limited (no longer approved here)
FRN 122139
- CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
Aviva Life & Pensions UK Limited (no longer approved here)
FRN 185896
- CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.