Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] CASS oversight function (since 1 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2022)
    • [FCA CF] CASS oversight function (since 1 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2022)
  • Cushon Money Limited (no longer approved here)

    FRN 929465

    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2025 to 30 Apr 2026)
    • [FCA CF] CASS oversight function (16 Jul 2025 to 30 Apr 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF22 Investment Adviser (Trainee) (7 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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