Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBS Collective Investment Funds Limited
FRN 122139
- [FCA CF] CASS oversight function (since 1 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2022)
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Coutts & Company
FRN 122287
- [FCA CF] CASS oversight function (since 1 Oct 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2022)
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- [PRA CF] Significant risk taker or Material risk taker (16 Jul 2025 to 30 Apr 2026)
- [FCA CF] CASS oversight function (16 Jul 2025 to 30 Apr 2026)
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- CF30 Customer (1 Nov 2007 to 15 Dec 2007)
- CF22 Investment Adviser (Trainee) (7 Mar 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.