RBS Collective Investment Funds Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Lee Antony Stokes
IRN LAS00018
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Leon Curtis Harrower
IRN LXH00181
- [PRA CF] Significant risk taker or Material risk taker (since 9 May 2023)
Lesley Anne Mcgill
IRN LXM37383
- [FCA CF] Manager of certification employee (since 19 Jan 2023)
Lesley Mathieson Richardson
IRN LMR01041
- CF10 Compliance Oversight (1 Jun 2007 to 19 May 2008)
Leslie Diane Gent
IRN LDG01020
- [FCA CF] Manager of certification employee (12 May 2020 to 30 Sep 2023)
- [PRA CF] Significant risk taker or Material risk taker (12 May 2020 to 28 Jun 2024)
Lucille Mary Eaglen
IRN LMG00009
- CF21 Investment Adviser (24 Apr 2002 to 24 Apr 2002)
Luke Christodoulides
IRN LXC00083
- CF21 Investment Adviser (5 Apr 2002 to 5 Apr 2002)
Malcolm John Butt
IRN MJB01633
- [FCA CF] CASS oversight function (9 Dec 2019 to 19 May 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2024)
- CF10a CASS Oversight function (1 Oct 2011 to 29 Nov 2019)
- CF10 Compliance Oversight (14 Apr 2008 to 29 Dec 2009)
Marcus Wogart
IRN MXW01873
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 May 2021)
Margaret Flynn Frost
IRN MXF01404
- Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2022)

Smaller firms operating under this firm's FCA authorisation.

K Downward & Company (no longer appointed)
FRN 178586 · Appointed 14 Mar 1992 · Until 1 Jul 2002
Mortgage Matters (no longer appointed)
FRN 201087 · Appointed 1 Feb 1992 · Until 1 Jul 2002
Norwich and Peterborough LBS Ltd (no longer appointed)
FRN 187642 · Appointed 12 Dec 1991 · Until 1 Dec 2001
Hill House Hammond Ltd (no longer appointed)
FRN 158110 · Appointed 31 Oct 1991 · Until 1 Jul 2002
Dale Eddison & Richard Driver (no longer appointed)
FRN 187909 · Appointed 31 Oct 1991 · Until 1 Jul 2002
Andrews Estate Agents Ltd (no longer appointed)
FRN 156315 · Appointed 1 Jul 1991 · Until 1 Jul 2002
Kendell Financial Services (no longer appointed)
FRN 149076 · Appointed 1 Jun 1991 · Until 1 Jul 2002
Invernairn Insurance Services (no longer appointed)
FRN 200799 · Appointed 1 Feb 1991 · Until 1 Jul 2002
Regent Estates Property Limited (no longer appointed)
FRN 191936 · Appointed 1 Jan 1991 · Until 1 Jul 2002
Lampons Financial and Lampons Residential Ltd (no longer appointed)
FRN 161353 · Appointed 26 Oct 1990 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.