QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Investment), Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Thomas Shaw

    IRN STS00005

    • (999)CF30 Customer (24 Nov 2009 to 7 Feb 2014)
  • Stephen Tomlinson

    IRN SXT00081

    • (149)CF4 Partner (AR) (24 Mar 2009 to 30 Dec 2009)
    • (148)CF30 Customer (28 Jul 2008 to 30 Dec 2009)
  • Stephen Watkins

    IRN SRW01101

    • (855)CF30 Customer (2 Apr 2012 to 28 Jun 2013)
  • Stephen William Bostock

    IRN SWB00021

    • (434)CF30 Customer (1 Nov 2007 to 31 May 2017)
    • (435)CF24 Pension Transfer Specialist (28 Sep 2007 to 31 Oct 2007)
    • (436)CF21 Investment Adviser (25 Aug 2005 to 31 Oct 2007)
    • (437)CF1 Director (AR) (25 Aug 2005 to 31 May 2017)
  • Steven Anthony Monks

    IRN SAM00015

    • (1197)CF1 Director (AR) (27 Apr 2010 to 14 Aug 2013)
  • Steven Burke

    IRN SXB02225

    • (526)CF1 Director (1 Jan 2017 to 13 Jun 2018)
  • Steven Crane

    IRN SJC00131

    • (1207)CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • (1208)CF21 Investment Adviser (25 Jan 2006 to 31 Oct 2007)
  • Steven David Levin

    IRN SDL01063

    • (487)SMF1 Chief Executive (since 1 Sep 2023)
    • (2263)SMF7 Group Entity Senior Manager (1 Dec 2022 to 31 Aug 2023)
    • (2264)CF2 Non Executive Director (19 Jun 2014 to 14 Sep 2015)
  • Steven Gatenby

    IRN SXG00042

    • (348)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (349)4. Giving personal recommendations on retail investment products which are not broker funds
    • (351)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (350)CF30 Customer (since 2 Apr 2012)
  • Steven Hobin

    IRN SXH00135

    • (1383)CF1 Director (AR) (7 Feb 2018 to 3 Feb 2023)
    • (1382)CF30 Customer (2 Apr 2012 to 3 Feb 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (425)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (424)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  3. controlled function added: (423)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  4. controlled function added: (422)CF1 Director (AR)

  5. controlled function added: (421)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (420)CF30 Customer

  7. controlled function added: (419)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (418)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (417)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  10. controlled function added: (416)Appointed representative dealing with clients for which they require qualification

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