Steven Anthony Monks

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 20 Jan 2026)
    • CF21 Investment Adviser (5 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Feb 2007 to 5 Oct 2007)
    • CF1 Director (AR) (24 May 2006 to 20 Jan 2026)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (27 Apr 2010 to 14 Aug 2013)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (24 May 2006 to 20 Jan 2026)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (1 Oct 2002 to 22 Aug 2003)
    • CF7 Sole Trader (AR) (1 Oct 2002 to 22 Aug 2003)
  • Upminster Financial Services (no longer approved here)

    FRN 218974

    • (1)Employed By (1 Oct 2002 to 22 Aug 2003)
  • The Derek Gardiner Partnership (0367) (no longer approved here)

    FRN 153158

    • Employed By (1 Dec 2001 to 20 Jan 2026)
  • UFS (no longer approved here)

    FRN 193302

    • (1)Employed By (1 Dec 2001 to 28 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.