Stephen Watkins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Nov 2022)
- CF1 Director (AR) (7 Jul 2015 to 25 Nov 2022)
- CF30 Customer (4 Mar 2010 to 1 Apr 2012)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (7 Jul 2015 to 25 Nov 2022)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (2 Apr 2012 to 28 Jun 2013)
Ashley Law Limited (no longer approved here)
FRN 498488
- Employed By (12 Nov 2010 to 28 Jun 2013)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (261)Employed By (4 Mar 2010 to 25 Nov 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.