Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 May 2022)
- CF30 Customer (3 Dec 2012 to 20 May 2022)
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- (6)Employed By (3 Dec 2012 to 20 May 2022)
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- CF30 Customer (1 Nov 2007 to 21 Dec 2012)
- CF21 Investment Adviser (25 Jan 2006 to 31 Oct 2007)
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- (13)Employed By (2 Jan 2004 to 14 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Finli (IPWM) Limited
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controlled function added: (6)Employed By at Finli (IPWM) Limited