Stephen Thomas Shaw

• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • Appointed representative dealing with clients for which they require qualification (12 Jan 2023 to 31 Mar 2025)
  • CF30 Customer (12 Dec 2022 to 31 Mar 2025)
  • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2022)
  • CF30 Customer (14 Jan 2014 to 9 Dec 2022)
• Quilter Financial Advisers Ltd (no longer approved here)

  FRN 452529

  • (270)Employed By (14 Jan 2014 to 9 Dec 2022)
• Charles Derby Wealth Management Limited (no longer approved here)

  FRN 535816

  • Employed By (14 Jun 2013 to 7 Feb 2014)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF30 Customer (24 Nov 2009 to 7 Feb 2014)
• Charles Derby Associates Wealth Management Ltd (no longer approved here)

  FRN 513083

  • Employed By (24 Nov 2009 to 9 Dec 2022)
• RLUM Limited (no longer approved here)

  FRN 144032

  • CF30 Customer (1 Nov 2007 to 19 Jun 2009)
  • CF21 Investment Adviser (10 Nov 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (26 Mar 2004 to 10 Nov 2004)
• Law Financial Planning Limited (no longer approved here)

  FRN 228057

  • Employed By (29 Aug 2003 to 29 Feb 2004)
• ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

  FRN 122472

  • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
• ST. JAMES'S PLACE UK PLC (no longer approved here)

  FRN 150026

  • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)

No changes recorded yet.