QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Charles Fincham

    IRN SCF00007

    • (16)CF30 Customer (27 Apr 2010 to 17 Jun 2010)
  • Stephen Charles Gazard

    IRN SCG00005

    • (352)Responsibility for MCD Intermediation (since 2 Feb 2022)
    • (354)SMF3 Executive Director (since 13 Oct 2020)
    • (353)Responsible for Insurance Distribution (since 13 Oct 2020)
    • (1696)SMF1 Chief Executive (13 Oct 2020 to 31 Aug 2023)
  • Stephen Clewlow

    IRN SPC00024

    • (1183)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Mar 2022)
    • (1182)CF30 Customer (26 Nov 2009 to 7 Mar 2022)
  • Stephen Clintworth

    IRN SXC00233

    • (1574)[FCA CF] Client dealing (1 Sep 2020 to 8 Sep 2024)
    • (1575)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 8 Sep 2024)
  • Stephen Desmond Scott

    IRN SDS00004

    • (368)CF30 Customer (1 Nov 2007 to 4 Feb 2008)
    • (369)CF21 Investment Adviser (22 Nov 2006 to 31 Oct 2007)
  • Stephen Edward Mark Gibson

    IRN SEG01070

    • (357)CF30 Customer (9 Dec 2011 to 22 Nov 2013)
  • Stephen Elliot

    IRN SXE01114

    • (2286)CF11 Money Laundering Reporting (22 Jun 2016 to 31 May 2017)
  • Stephen Garner

    IRN SXG01560

    • (900)CF30 Customer (1 Nov 2007 to 16 Jul 2015)
    • (901)CF21 Investment Adviser (6 Feb 2007 to 31 Oct 2007)
  • Stephen Gary Armitage

    IRN SGA00011

    • (123)CF30 Customer (10 Dec 2009 to 28 Oct 2010)
  • Stephen Grundy

    IRN SXG00094

    • (2213)CF1 Director (AR) (6 Mar 2009 to 31 Dec 2012)
    • (2212)CF4 Partner (AR) (21 Jul 2008 to 23 Apr 2009)
    • (2210)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (2211)CF21 Investment Adviser (24 Apr 2003 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (485)SMF10 Chair of the Risk Committee

  2. controlled function added: (484)SMF9 Chair of the Governing Body

  3. controlled function added: (483)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (482)SMF18 Other Overall Responsibility

  5. controlled function added: (481)CF1 Director (AR)

  6. controlled function added: (480)Appointed representative dealing with clients for which they require qualification

  7. controlled function added: (479)CF30 Customer

  8. controlled function added: (478)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (477)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  10. controlled function added: (476)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

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