Stephen Grundy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LIFETIME FINANCIAL SOLUTIONS (YORKSHIRE) LTD (no longer approved here)

    FRN 588153

    • [FCA CF] Functions requiring qualifications (24 Nov 2020 to 9 Dec 2021)
    • [FCA CF] Client dealing (24 Nov 2020 to 9 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 20 Aug 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 May 2022)
    • CF1 Director (23 Jan 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (23 Jan 2013 to 30 Sep 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (6 Mar 2009 to 31 Dec 2012)
    • CF4 Partner (AR) (21 Jul 2008 to 23 Apr 2009)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (24 Apr 2003 to 31 Oct 2007)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.