Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Mar 2022)
    • CF30 Customer (26 Nov 2009 to 7 Mar 2022)
  • Lyon & Co LLP (no longer approved here)

    FRN 469399

    • CF30 Customer (1 Nov 2007 to 23 Dec 2009)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • Responsible for Insurance Mediation (1 Oct 2007 to 23 Dec 2009)
    • CF10 Compliance Oversight (1 Oct 2007 to 23 Dec 2009)
    • CF11 Money Laundering Reporting (1 Oct 2007 to 23 Dec 2009)
    • CF4 Partner (1 Oct 2007 to 23 Dec 2009)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Mar 2009)
  • Lyon & Co (no longer approved here)

    FRN 164389

    • (3)Employed By (30 Dec 2002 to 4 Oct 2007)
  • Able Financial Services (no longer approved here)

    FRN 196977

    • (2)Employed By (1 Dec 2001 to 16 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.