Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Mar 2022)
- CF30 Customer (26 Nov 2009 to 7 Mar 2022)
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- CF30 Customer (1 Nov 2007 to 23 Dec 2009)
- CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
- Responsible for Insurance Mediation (1 Oct 2007 to 23 Dec 2009)
- CF10 Compliance Oversight (1 Oct 2007 to 23 Dec 2009)
- CF11 Money Laundering Reporting (1 Oct 2007 to 23 Dec 2009)
- CF4 Partner (1 Oct 2007 to 23 Dec 2009)
- CF8 Apportionment and Oversight (1 Oct 2007 to 31 Mar 2009)
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- (3)Employed By (30 Dec 2002 to 4 Oct 2007)
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- (2)Employed By (1 Dec 2001 to 16 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.