Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Nov 2022)
- CF30 Customer (23 Mar 2015 to 30 Nov 2022)
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- (5)Employed By (17 Mar 2015 to 30 Nov 2022)
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- CF30 Customer (1 Nov 2007 to 16 Jul 2015)
- CF21 Investment Adviser (6 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Finli (IPWM) Limited
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controlled function added: (5)Employed By at Finli (IPWM) Limited