QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Investment), Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Geoffrey Payne

    IRN RGP00001

    • (1487)CF1 Director (AR) (10 Mar 2011 to 28 Jul 2011)
    • (1486)CF30 Customer (10 Mar 2011 to 13 Oct 2013)
  • Robert Grant-Salmon

    IRN RXG00222

    • (1523)[FCA CF] Client dealing (1 Feb 2021 to 3 Oct 2022)
    • (1524)[FCA CF] Functions requiring qualifications (1 Feb 2021 to 3 Oct 2022)
  • Robert Hardie Pearson

    IRN RHP00014

    • (445)CF30 Customer (13 Jan 2011 to 27 Dec 2012)
  • Robert Humberstone

    IRN RXH00141

    • (468)CF7 Sole Trader (AR) (25 Sep 2006 to 31 Jan 2007)
  • Robert Hunt

    IRN RXH00067

    • (1993)CF1 Director (AR) (1 Jul 2008 to 14 Nov 2008)
  • Robert James Anderson

    IRN RJA00045

    • (997)CF30 Customer (7 Mar 2011 to 27 Dec 2012)
    • (998)CF4 Partner (AR) (18 Feb 2010 to 27 Dec 2012)
  • Robert James Marlow Dew

    IRN RXD01447

    • (895)CF4 Partner (AR) (26 Oct 2015 to 3 Jan 2017)
    • (894)CF30 Customer (23 May 2012 to 3 Jan 2017)
  • Robert James Spencer

    IRN RJS00049

    • (1045)CF30 Customer (18 Feb 2014 to 16 Dec 2015)
  • Robert John Broome

    IRN RJB01523

    • (601)CF1 Director (AR) (17 Aug 2011 to 31 Oct 2012)
  • Robert MacDonald

    IRN RXM00187

    • (1081)CF30 Customer (1 Nov 2007 to 13 Feb 2008)
    • (1083)CF7 Sole Trader (AR) (15 Feb 2005 to 31 Jan 2007)
    • (1082)CF21 Investment Adviser (15 Feb 2005 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (376)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (375)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  3. controlled function added: (374)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  4. controlled function added: (373)[FCA CF] Significant management

  5. controlled function added: (372)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (371)CF30 Customer

  7. controlled function added: (370)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (369)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (368)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  10. controlled function added: (367)Appointed representative dealing with clients for which they require qualification

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