Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Whitechurch Network Limited
FRN 190859
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 31 May 2022)
- CF30 Customer (since 6 May 2022)
- CF22 Investment Adviser (Trainee) (5 Nov 2002 to 20 Jan 2003)
- CF1 Director (AR) (5 Nov 2002 to 28 Jan 2003)
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Michael Williams Financial Services Ltd
FRN 219758
- (4)Employed By (since 6 May 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2022)
- CF30 Customer (1 Nov 2007 to 31 May 2022)
- CF1 Director (AR) (28 Jul 2006 to 17 Jul 2017)
- CF22 Investment Adviser (Trainee) (28 Jul 2006 to 31 Oct 2007)
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- Responsible for Insurance Mediation (1 Nov 2011 to 15 Dec 2015)
- CF1 Director (1 Nov 2011 to 15 Dec 2015)
- CF10 Compliance Oversight (1 Nov 2011 to 15 Dec 2015)
- CF11 Money Laundering Reporting (1 Nov 2011 to 15 Dec 2015)
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- CF1 Director (AR) (1 Jul 2008 to 14 Nov 2008)
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- (94)Employed By (31 Oct 2006 to 11 Feb 2015)
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- CF1 Director (AR) (28 Jul 2006 to 17 Jul 2017)
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- CF21 Investment Adviser (1 Jun 2005 to 29 Jul 2006)
- CF1 Director (AR) (1 Jun 2005 to 29 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.