Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Jul 2022)
    • [FCA CF] Client dealing (since 15 Jul 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF4 Partner (AR) (26 Oct 2015 to 3 Jan 2017)
    • CF30 Customer (23 May 2012 to 3 Jan 2017)
  • Bright Financial Services LLP (no longer approved here)

    FRN 719360

    • Employed By (26 Oct 2015 to 3 Jan 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 17 Aug 2010)
    • CF22 Investment Adviser (Trainee) (22 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.