Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 15 Jul 2022)
- [FCA CF] Client dealing (since 15 Jul 2022)
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- CF4 Partner (AR) (26 Oct 2015 to 3 Jan 2017)
- CF30 Customer (23 May 2012 to 3 Jan 2017)
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- Employed By (26 Oct 2015 to 3 Jan 2017)
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- CF30 Customer (1 Nov 2007 to 17 Aug 2010)
- CF22 Investment Adviser (Trainee) (22 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.