Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Sep 2021)
    • [FCA CF] Client dealing (since 27 Sep 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (10 Mar 2011 to 13 Oct 2013)
    • CF1 Director (AR) (10 Mar 2011 to 28 Jul 2011)
  • Business Finance Bureaux Ltd (no longer approved here)

    FRN 447674

    • Employed By (10 Mar 2011 to 8 Dec 2019)
  • Mark Williams (no longer approved here)

    FRN 229998

    • (1)Employed By (18 Feb 2005 to 21 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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