Robert James Spencer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Sep 2020)
    • [FCA CF] Client dealing (since 3 Sep 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (18 Feb 2014 to 16 Dec 2015)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (25 Aug 2011 to 5 Dec 2014)
  • P J Collier Financial Services Limited (no longer approved here)

    FRN 229821

    • CF30 Customer (1 Nov 2007 to 17 Jun 2011)
    • CF21 Investment Adviser (18 Feb 2004 to 31 Oct 2007)
  • P.J. Collier Financial Services (2282) (no longer approved here)

    FRN 181003

    • (5)Employed By (18 Oct 2002 to 26 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.