P J Collier Financial Services Limited

• Principal Place of Business

  P J Collier Financial Services

  4 Hotel Street

  Coalville

  Leicestershire

  LE67 3EP

  UNITED KINGDOM

  Phone

  +441530835704

  Web

  https://pjcollier.co.uk

• Complaints Contact

  4 Hotel Street

  Coalville

  Leicestershire

  LE67 3EP

  UNITED KINGDOM

  Phone

  +441530835704

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages.
  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amy Sarah Collier

  IRN ASC01145

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF3 Executive Director (since 1 Jun 2025)
  • [FCA CF] Client dealing (since 15 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2020)
  • CF30 Customer (4 Jan 2017 to 8 Dec 2019)
• Guy Clifford Collier

  IRN GCC01067

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 16 Jun 2025)
  • Responsibility for MCD Intermediation (since 7 Jun 2025)
  • SMF16 Compliance Oversight (since 7 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jun 2025)
  • SMF3 Executive Director (since 7 Jun 2025)
  • [FCA CF] Client dealing (since 15 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2020)
  • CF30 Customer (24 May 2013 to 8 Dec 2019)
• Jake Matthew Poole

  IRN JXP00139

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 11 Oct 2021)
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2020)
• Janet Elizabeth Collier

  IRN JEC00022

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 15 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2020)
  • SMF3 Executive Director (9 Dec 2019 to 16 Jun 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (18 Aug 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (18 Feb 2004 to 31 Oct 2007)
  • CF1 Director (18 Feb 2004 to 8 Dec 2019)
• Peter James Collier

  IRN PXC00063

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 15 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2020)
  • SMF3 Executive Director (9 Dec 2019 to 16 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jun 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jun 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 16 Jun 2025)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 16 Jun 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (18 Feb 2004 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 Feb 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (18 Feb 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (18 Feb 2004 to 31 Mar 2009)
  • CF10 Compliance Oversight (18 Feb 2004 to 8 Dec 2019)
• Robert James Spencer

  IRN RJS00049

  • CF30 Customer (1 Nov 2007 to 17 Jun 2011)
  • CF21 Investment Adviser (18 Feb 2004 to 31 Oct 2007)
• Timothy James Overton Hilditch

  IRN TJH00032

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2020)
  • [FCA CF] Client dealing (since 15 Nov 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (18 Aug 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (18 Feb 2004 to 31 Oct 2007)

No changes recorded yet.