Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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P J Collier Financial Services Limited
FRN 229821
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 15 Nov 2020)
- [FCA CF] Client dealing (since 15 Nov 2020)
- SMF3 Executive Director (9 Dec 2019 to 16 Jun 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (18 Aug 2004 to 31 Oct 2007)
- CF21 Investment Adviser (18 Feb 2004 to 31 Oct 2007)
- CF1 Director (18 Feb 2004 to 8 Dec 2019)
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- (4)Employed By (1 Oct 1998 to 31 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.