Quilter Mortgage Planning Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Johnson
IRN DXJ00066
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2021)
David Jonathan Clarke
IRN DJC00095
- CF1 Director (AR) (22 May 2014 to 21 Dec 2016)
David Keith Entwistle
IRN DKE01005
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 20 Oct 2006)
David Keith Gordon
IRN DKG00005
- CF4 Partner (AR) (since 29 Jul 2015)
David Keith Griffin
IRN DXG01703
- CF1 Director (AR) (2 Dec 2013 to 31 May 2016)
David Knight
IRN DXK01163
- CF4 Partner (AR) (since 20 Nov 2014)
David Kyle Dobbin
IRN DXD00009
- CF1 Director (AR) (1 Sep 2009 to 21 Jun 2019)
David Kyle Peacock
IRN DKP01027
- CF1 Director (AR) (22 Feb 2017 to 11 Oct 2019)
David Laurence Hope
IRN DLH01088
- CF1 Director (AR) (16 Oct 2006 to 8 May 2008)
David Lee Huntbatch
IRN DXH07516
- CF1 Director (AR) (since 2 Jun 2020)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.