David Laurence Hope

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pro-Sport 1 Limited

    FRN 562574

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 3 May 2016)
    • Appointed representative dealing with clients for which they require qualification (1 Dec 2020 to 1 Dec 2025)
    • CF11 Money Laundering Reporting (4 Oct 2011 to 8 Dec 2019)
    • CF1 Director (4 Oct 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Oct 2011 to 8 Dec 2019)
    • CF30 Customer (4 Oct 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Oct 2011 to 30 Sep 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 8 May 2008)
    • CF22 Investment Adviser (Trainee) (10 Apr 2007 to 31 Oct 2007)
    • CF1 Director (AR) (10 Apr 2007 to 27 Mar 2008)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (16 Oct 2006 to 8 May 2008)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (18 Aug 2006 to 31 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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