David Knight

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 20 Nov 2014)
    • CF30 Customer (since 20 Nov 2014)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF4 Partner (AR) (since 20 Nov 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (31 Jul 2013 to 1 Jan 2015)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 30 Mar 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (2 Oct 2003 to 9 Mar 2007)
    • CF22 Investment Adviser (Trainee) (12 Jan 2002 to 2 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.