David Kyle Dobbin

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mortgage Advice Bureau Limited
FRN 455545
- CF1 Director (AR) (since 10 Jun 2019)
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF1 Director (AR) (since 10 Jun 2019)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF1 Director (AR) (1 Sep 2009 to 21 Jun 2019)
- CF30 Customer (1 Sep 2009 to 25 Jan 2012)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (1 Sep 2009 to 21 Jun 2019)
James Ruggiero (no longer approved here)
FRN 215929
- (1)Employed By (1 Dec 2001 to 12 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.