David Keith Gordon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 29 Jul 2015)
    • CF4 Partner (AR) (since 29 Jul 2015)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF4 Partner (AR) (since 29 Jul 2015)
  • Tyne & Tweed Mortgage & Insurance Services (1330) (no longer approved here)

    FRN 149160

    • (3)Employed By (1 Dec 2001 to 16 Apr 2004)
  • AB Insurance Centre (3112) (no longer approved here)

    FRN 175684

    • (7)Employed By (1 Dec 2001 to 12 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.