Quilter Mortgage Planning Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Karll Smith
IRN KXS01430
- (2937)CF4 Partner (AR) (13 Oct 2015 to 11 Jun 2016)
Karol Ratajczak
IRN KXR01606
- (317)CF1 Director (AR) (5 May 2017 to 20 Aug 2019)
Karon Dianne Staniforth
IRN KXW00069
- (1990)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Dec 2021)
Karthica Underwood
IRN KXR01226
- (2824)CF30 Customer (26 Apr 2013 to 10 Dec 2013)
Kate Britton
IRN KXB00377
- (1463)Appointed representative dealing with clients for which they require qualification (11 Apr 2022 to 21 Nov 2022)
Kate Scruton
IRN KXS01904
- (523)CF1 Director (AR) (26 Jun 2013 to 18 Aug 2014)
Kate Woosey
IRN KXW21200
- (1945)CF30 Customer (1 Jul 2020 to 29 Jul 2020)
- (1946)CF4 Partner (AR) (2 Oct 2019 to 11 Dec 2024)
Katherine Anne Rothwell
IRN KAR00013
- (1229)CF4 Partner (AR) (11 Jul 2008 to 20 Jan 2021)
Katherine Finley
IRN KXF11764
- (1492)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1493)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (1494)CF1 Director (AR) (since 21 Feb 2019)
Katherine Mitchell
IRN KXM01881
- (997)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2022)
- (998)CF1 Director (AR) (30 Jan 2013 to 25 Sep 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.