Kate Woosey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Dec 2024)
    • [FCA CF] Client dealing (since 11 Dec 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Jul 2020 to 11 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Dec 2024)
    • CF4 Partner (AR) (2 Oct 2019 to 11 Dec 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF30 Customer (1 Jul 2020 to 29 Jul 2020)
    • CF4 Partner (AR) (2 Oct 2019 to 11 Dec 2024)
  • Aspire 2011 LLP (no longer approved here)

    FRN 552224

    • Employed By (2 Oct 2019 to 11 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.