Katherine Anne Rothwell

• True Potential Wealth Management LLP (no longer approved here)

  FRN 529810

  • [FCA CF] Functions requiring qualifications (29 Oct 2020 to 4 Dec 2024)
  • [FCA CF] Client dealing (29 Oct 2020 to 4 Dec 2024)
  • [FCA CF] Manager of certification employee (22 Sep 2020 to 4 Dec 2024)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Feb 2021)
  • CF30 Customer (21 Nov 2007 to 20 Jan 2021)
  • CF4 Partner (AR) (21 Nov 2007 to 20 Jan 2021)
• Quilter Mortgage Planning Limited (no longer approved here)

  FRN 440718

  • CF4 Partner (AR) (11 Jul 2008 to 20 Jan 2021)
• Legal & General Partnership Services Limited (no longer approved here)

  FRN 300792

  • CF1 Director (AR) (31 Oct 2004 to 14 Apr 2005)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2004)
  • CF1 Director (AR) (1 Dec 2001 to 21 Mar 2005)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2004)
  • CF1 Director (AR) (1 Dec 2001 to 21 Mar 2005)

No changes recorded yet.