Karll Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RS Insurance Brokers Ltd. (no longer approved here)

    FRN 307546

    • SMF3 Executive Director (9 Dec 2019 to 16 May 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Oct 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 16 Oct 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 May 2025)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF4 Partner (AR) (13 Oct 2015 to 11 Jun 2016)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (13 Oct 2015 to 11 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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