Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Michael John
IRN DXJ00065
- (1723)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
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David Michael Stone
IRN DMS00059
- (1264)CF4 Partner (AR) (since 7 Jan 2013)
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David Michael Turner
IRN DMT01089
- (669)CF1 Director (AR) (12 Apr 2019 to 6 Oct 2020)
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David Morgan Gilmore
IRN DMG00049
- (620)CF1 Director (AR) (4 Oct 2007 to 7 Nov 2008)
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David Nigel Hobbs
IRN DNH00009
- (2634)CF1 Director (AR) (5 Aug 2015 to 25 Nov 2015)
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David Owens
IRN DRO00006
- (1271)CF1 Director (AR) (since 28 Feb 2018)
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David Peareth
IRN DXP00110
- (2323)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Apr 2022)
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David Reynolds
IRN DXR00469
- (754)[FCA CF] Significant management (since 22 Sep 2023)
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David Richard Piper
IRN DRP00021
- (2063)CF1 Director (AR) (12 Feb 2021 to 18 Jun 2021)
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David Robert Britch
IRN DRB01130
- (1157)CF1 Director (AR) (15 Oct 2012 to 3 Jan 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Riverside Financial Solutions LLP (no longer appointed)
FRN 517065 · Appointed 26 Apr 2013 · Until 24 Feb 2018
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RJM & Associates (Hampton) Ltd (no longer appointed)
FRN 572289 · Appointed 26 Apr 2013 · Until 2 Dec 2013
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Acquire your Business Limited (no longer appointed)
FRN 524895 · Appointed 26 Apr 2013 · Until 20 Jul 2022
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The Excell Partnership LLP (no longer appointed)
FRN 498668 · Appointed 26 Apr 2013 · Until 22 Apr 2022
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A S Business Consultants Ltd (no longer appointed)
FRN 503726 · Appointed 26 Apr 2013 · Until 23 Nov 2020
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Westland Financial Limited (no longer appointed)
FRN 599704 · Appointed 25 Apr 2013 · Until 14 Jul 2014
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Evans & Associates Financial Planning Ltd (no longer appointed)
FRN 517147 · Appointed 18 Apr 2013 · Until 16 Dec 2013
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Quilter Private Client Advisers Limited (no longer appointed)
FRN 227836 · Appointed 18 Apr 2013 · Until 16 Apr 2025
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Bespoke Financial Services Ltd (no longer appointed)
FRN 490636 · Appointed 17 Apr 2013 · Until 31 Dec 2014
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1505)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (1504)CF1 Director (AR)
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controlled function added: (1503)SMF11 Chair of the Audit Committee
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controlled function added: (1502)CF1 Director (AR)
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controlled function added: (1501)Appointed representative dealing with clients for which they require qualification
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controlled function added: (1500)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (1499)CF1 Director (AR)
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controlled function added: (1498)CF1 Director (AR)
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controlled function added: (1497)CF1 Director (AR)
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controlled function added: (1496)Appointed representative dealing with clients for which they require qualification