David Nigel Hobbs

Last updated
1 day ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 5 Oct 2015)
    • CF1 Director (AR) (since 5 Oct 2015)
  • Albrighton Wealth Management Limited

    FRN 214281

    • (1)Employed By (since 5 Oct 2015)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (5 Aug 2015 to 25 Nov 2015)
    • CF30 Customer (5 Aug 2015 to 25 Nov 2015)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (5 Aug 2015 to 25 Nov 2015)
  • Mortgage Next Network Limited (no longer approved here)

    FRN 300866

    • CF1 Director (AR) (26 Nov 2007 to 11 Jan 2013)
  • David Hobbs (no longer approved here)

    FRN 474883

    • Employed By (26 Nov 2007 to 11 Jan 2013)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (3 Mar 2003 to 31 Oct 2004)
    • CF7 Sole Trader (AR) (8 Jul 2002 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (8 Jul 2002 to 3 Mar 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (3 Mar 2003 to 23 Aug 2007)
    • CF7 Sole Trader (AR) (8 Jul 2002 to 15 Jul 2002)
    • CF22 Investment Adviser (Trainee) (8 Jul 2002 to 3 Mar 2003)
  • Parkway Consulting (no longer approved here)

    FRN 193379

    • (5)Employed By (1 Dec 2001 to 3 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Albrighton Wealth Management Limited

  2. controlled function added: (1)Employed By at Albrighton Wealth Management Limited

  3. controlled function added: (5)Employed By at Parkway Consulting