David Michael Stone

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 7 Jan 2013)
    • CF30 Customer (since 10 Apr 2012)
  • Mansion House Capital

    FRN 193600

    • (1)Employed By (since 7 Jan 2013)
    • (4)Employed By (1 Dec 2001 to 18 Aug 2005)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF4 Partner (AR) (since 7 Jan 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Jun 2005 to 17 Aug 2005)
  • Blueprint Financial Services Ltd (no longer approved here)

    FRN 227242

    • Employed By (18 Aug 2005 to 16 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Mansion House Capital

  2. controlled function added: (4)Employed By at Mansion House Capital

  3. controlled function added: (1)Employed By at Mansion House Capital