David Owens

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 28 Feb 2018)
    • CF30 Customer (since 8 Dec 2011)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 28 Feb 2018)
  • Aspire Wealth Management (NW) Ltd

    FRN 214849

    • (2)Employed By (since 8 Dec 2011)
    • (2)Employed By (1 Dec 2001 to 26 Jul 2004)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
    • CF21 Investment Adviser (13 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Jul 2004 to 13 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.