Quilter Investors Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +4408081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +4408081712626

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Sarah Margaret Mary Houlston

  IRN SXH88113

  • [FCA CF] Material risk taker (since 15 Nov 2024)
  • [FCA CF] Manager of certification employee (since 15 Nov 2024)
  • [FCA CF] Significant management (since 15 Nov 2024)
  • [FCA CF] Significant management (1 Oct 2024 to 15 Nov 2024)
  • [FCA CF] Manager of certification employee (1 Oct 2024 to 15 Nov 2024)
  • [FCA CF] Material risk taker (2 Sep 2024 to 15 Nov 2024)
• Simon Davis

  IRN SXD00762

  • [FCA CF] Significant management (17 Mar 2025 to 1 Jun 2025)
• Simon Guy Brooks

  IRN SGB01040

  • CF30 Customer (1 Nov 2007 to 30 May 2008)
  • CF27 Investment Management (1 Jun 2004 to 31 Oct 2007)
• Simon Howard Davies

  IRN SHD01012

  • CF2 Non Executive Director (2 Aug 2013 to 13 Oct 2016)
• Simon Mansell

  IRN SXM04836

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Nov 2025)
• Simon Peter Luis Gordon

  IRN SPG01057

  • CF1 Director (25 Feb 2002 to 20 Jun 2003)
• Simon Trevor Lloyd

  IRN STL01011

  • CF28 Systems and controls (1 Nov 2007 to 18 Feb 2009)
  • CF1 Director (9 Feb 2005 to 31 Jan 2010)
  • CF13 Finance (1 Dec 2003 to 31 Oct 2007)
• Spencer Howard Athol Copp

  IRN SHC01026

  • CF30 Customer (2 Apr 2018 to 29 Jun 2018)
• Spike Hughes

  IRN PCH01038

  • CF16 Significant Mgt (Desgntd Investment Business) (14 Nov 2005 to 19 Jan 2007)
• Stephen Charles Gazard

  IRN SCG00005

  • [FCA CF] Manager of certification employee (since 1 Apr 2023)
  • [FCA CF] Material risk taker (since 1 Apr 2023)
  • [FCA CF] Significant management (since 1 Apr 2023)

No changes recorded yet.