Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (23 May 2014 to 28 Apr 2015)
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- CF1 Director (23 May 2014 to 28 Apr 2015)
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- CF1 Director (23 May 2014 to 28 Apr 2015)
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- CF10a CASS Oversight function (3 Oct 2011 to 14 Dec 2012)
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- CF1 Director (23 Jan 2009 to 31 Jan 2010)
- CF28 Systems and controls (7 Jul 2008 to 18 Feb 2009)
- CF13 Finance (22 Sep 2003 to 23 Jan 2007)
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- CF1 Director (23 Jan 2009 to 31 Jan 2010)
- CF28 Systems and controls (7 Jul 2008 to 18 Feb 2009)
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- CF28 Systems and controls (1 Nov 2007 to 18 Feb 2009)
- CF1 Director (9 Feb 2005 to 31 Jan 2010)
- CF13 Finance (1 Dec 2003 to 31 Oct 2007)
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- CF13 Finance (22 Sep 2003 to 23 Jan 2007)
- CF1 Director (22 Sep 2003 to 31 Jan 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.