Quilter Investors Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +4408081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +4408081712626

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Stephen Harrison

  IRN SXH01276

  • CF30 Customer (3 Apr 2018 to 29 Jun 2018)
• Stephen Hooper

  IRN SXH00035

  • [FCA CF] Functions requiring qualifications (1 Jun 2023 to 12 Jul 2025)
  • [FCA CF] CASS oversight function (12 Feb 2020 to 12 Jul 2025)
• Stephen Neil Wadey

  IRN SNW01040

  • CF10 Compliance Oversight (15 Aug 2012 to 9 Feb 2014)
  • CF11 Money Laundering Reporting (15 Aug 2012 to 9 Feb 2014)
• Steven David Blackbourn

  IRN SDB01088

  • CF16 Significant Mgt (Desgntd Investment Business) (18 Dec 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (30 May 2002 to 18 Dec 2006)
• Steven David Levin

  IRN SDL01063

  • SMF3 Executive Director (17 May 2021 to 11 Feb 2025)
  • SMF1 Chief Executive (17 May 2021 to 20 Jan 2025)
  • CF2 Non Executive Director (1 Jun 2011 to 2 Aug 2013)
• Steven Isidore Moise Braudo

  IRN SIB01015

  • CF29 Significant management (18 Aug 2016 to 5 Oct 2018)
• Steven James Croucher

  IRN SJC01287

  • CF1 Director (8 Jun 2009 to 20 Jan 2010)
  • CF29 Significant management (1 Nov 2007 to 16 Jun 2009)
  • CF16 Significant Mgt (Desgntd Investment Business) (16 Apr 2003 to 31 Oct 2007)
• Steven Lloyd Pook

  IRN SLP01059

  • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
  • CF27 Investment Management (15 Jun 2007 to 31 Oct 2007)
• Stuart Clark

  IRN SXC01531

  • [FCA CF] Functions requiring qualifications (1 Jun 2023 to 1 Jun 2025)
  • [FCA CF] Material risk taker (1 Jan 2023 to 16 May 2024)
  • [FCA CF] Manager of certification employee (1 Jun 2021 to 1 Jun 2025)
  • [FCA CF] Client dealing (1 Jun 2020 to 1 Jun 2025)
  • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
• Stuart James Geard

  IRN SJG01233

  • SMF3 Executive Director (since 1 Jan 2025)
  • [FCA CF] Significant management (19 Apr 2024 to 1 Jan 2025)
  • [FCA CF] Material risk taker (19 Apr 2024 to 1 Jan 2025)

No changes recorded yet.