Steven James Croucher

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morningstar Investment Management Europe Limited (no longer approved here)

    FRN 449468

    • SMF3 Executive Director (9 Dec 2019 to 20 Dec 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 20 Dec 2022)
    • CF10 Compliance Oversight (12 Dec 2018 to 29 Jul 2019)
    • CF11 Money Laundering Reporting (12 Dec 2018 to 29 Jul 2019)
    • CF1 Director (13 Aug 2018 to 8 Dec 2019)
  • Bordier & Cie (UK) PLC (no longer approved here)

    FRN 114324

    • CF11 Money Laundering Reporting (22 Nov 2013 to 3 Jul 2014)
    • CF10 Compliance Oversight (22 Nov 2013 to 3 Jul 2014)
    • CF10a CASS Oversight function (1 Oct 2011 to 18 Jan 2017)
    • CF28 Systems and controls (19 Aug 2011 to 18 Jan 2017)
    • CF1 Director (24 Feb 2011 to 18 Jan 2017)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF1 Director (8 Jun 2009 to 20 Jan 2010)
    • CF29 Significant management (1 Nov 2007 to 16 Jun 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (16 Apr 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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