Stuart Clark

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Investment Platform Limited

    FRN 165359

    • 14. Managing investments
    • 10. Broker fund adviser
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 17 Jul 2023)
    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Feb 2014 to 8 Dec 2019)
  • Quilter Life & Pensions Limited

    FRN 207977

    • [FCA CF] Manager of certification employee (since 17 Jul 2023)
    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Client dealing (since 1 Jul 2019)
    • CF30 Customer (24 Feb 2014 to 9 Dec 2018)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • [FCA CF] Functions requiring qualifications (1 Jun 2023 to 1 Jun 2025)
    • [FCA CF] Material risk taker (1 Jan 2023 to 16 May 2024)
    • [FCA CF] Manager of certification employee (1 Jun 2021 to 1 Jun 2025)
    • [FCA CF] Client dealing (1 Jun 2020 to 1 Jun 2025)
    • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • CF30 Customer (24 Feb 2014 to 24 Feb 2014)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (1 Jul 2013 to 31 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

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