Quilter Investors Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +4408081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +4408081712626

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Roger Quentin Phillips

  IRN RQP01002

  • CF1 Director (25 Feb 2002 to 4 Aug 2008)
  • CF10 Compliance Oversight (25 Feb 2002 to 31 Jul 2008)
  • CF11 Money Laundering Reporting (25 Feb 2002 to 30 May 2002)
  • CF14 Risk Assessment (1 Dec 2001 to 2 Mar 2007)
• Ronald Baxter

  IRN RXB01534

  • CF2 Non Executive Director (4 Dec 2009 to 11 May 2012)
• Rosemary Harris

  IRN RXH00169

  • CF2 Non Executive Director (8 Feb 2017 to 8 Dec 2019)
• Rupert Philip Watson

  IRN RPW01041

  • CF30 Customer (9 Oct 2009 to 10 Jan 2013)
• Russell Philip Edey

  IRN RPE01016

  • CF2 Non Executive Director (8 Dec 2010 to 9 May 2013)
• Ruth Markland

  IRN RXM01638

  • CF2 Non Executive Director (26 Jun 2018 to 8 Dec 2019)
• Ryan David Hughes

  IRN RDH01067

  • CF30 Customer (1 Nov 2007 to 28 Feb 2013)
  • CF27 Investment Management (17 Feb 2006 to 31 Oct 2007)
• Sacha Chorley

  IRN SVC01013

  • [FCA CF] Functions requiring qualifications (1 Jun 2023 to 22 Sep 2025)
  • [FCA CF] Material risk taker (1 Jan 2023 to 22 Sep 2025)
  • [FCA CF] Client dealing (1 Jul 2020 to 22 Sep 2025)
  • CF30 Customer (10 Sep 2012 to 1 Jan 2015)
• Samantha Jane Christopher

  IRN SXC42357

  • [FCA CF] Significant management (since 8 Jan 2026)
  • [FCA CF] Manager of certification employee (since 8 Jan 2026)
  • [FCA CF] Material risk taker (since 8 Jan 2026)
• Sarah Fromson

  IRN SXF00064

  • SMF9 Chair of the Governing Body (since 1 Jan 2025)
  • Director of firm who is not a certification employee or a SMF manager (1 Aug 2020 to 1 Jan 2025)
  • [FCA CF] Material risk taker (10 Mar 2020 to 1 Jan 2025)

No changes recorded yet.